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First-principles study on the oxygen vacancy in semiconducting oxides

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dc.contributor.advisor한승우-
dc.contributor.author전상호-
dc.date.accessioned2017-07-13T05:56:03Z-
dc.date.available2017-07-13T05:56:03Z-
dc.date.issued2012-08-
dc.identifier.other000000004416-
dc.identifier.urihttps://hdl.handle.net/10371/118134-
dc.description학위논문 (박사)-- 서울대학교 대학원 : 재료공학부(하이브리드 재료), 2012. 8. 한승우.-
dc.description.abstractdiffusion, defect level and association of VO. First with respect to the poorly understand experimental phenomena, we first investigated the migration of VO in metal-oxides such as NiO, including the effect of grain boundary in ploy-crystal. We found that the lattice imperfection such as the grain boundary could be the favorite path for VO due to the lower migration barrier than bulk. Further, we also estimated the electomigration of VO in various metal-oxides under the external electric field. We found that the lowered migration barrier though the migration path of VO by external field can be negligible, and that the faster migration of VO under electric field can be explained by Joule-heating effect to increase the local temperature around VO site, giving rise to the increasing the jumping rate of atoms toward near vacant site.
Second, relating to the defect nature of VO, we estimate the nature of VO in TCOs such as In2O3 and SnO2 in order to identify whether the VO can contribute to the n-type conductivity of both In2O3 and SnO2 or not. From the analysis of defect level and charge transition level of VO, we found that for In2O3, the nature of VO is shallow while it is deep in SnO¬2. Even for In2O3, however, the ionization energy is still large to release two electrons as free carrier at room temperature, indicating that the VO alone in In2O3 cannot be origin of the intrinsic conductivity.
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dc.description.abstractSemiconducting oxides has been widely attractive due to its potential for alternative materials to silicon which has revealed the limitation in performance of devices consisted of it as the size of devices is decreased. Furthermore, since the enormous probability of oxides to apply to various devices due to variety properties from many compounds, semiconducting oxides will be the most promising technologies for leading the next generation of semiconductor-devices such as TFT and display panel. Interestingly, the material properties of oxides, especially electrical properties, critically depend on the presence of lattice imperfections such as the grain boundary and point defects. In particular, the oxygen vacancy (VO), which constitutes a most fundamental point defect in oxides, plays crucial roles in determining the performance of various electronic devices that include the oxide materials. For instance, for the operation of resistance random access memory (ReRAM) with resistance switching phenomenon under the external field, it is widely accepted that the electromigration of the charged VO is crucial for the formation and rupture of the local conducting path in insulating oxides. For transparent conducting oxides (TCOs) with wide band-gap, likewise, the n-type conductivity even in undoped sample is exhibited and has been revealed the strong dependence on oxygen partial pressure, indicating that VO may play an important role in the conductivity of TCOs. Since the importance of the VO in the material properties of oxides has been revealed, it is strongly required that the roles of VO in oxides are sufficiently understood. However, because the nature of VO be defined in atomic level, the study on the role of VO needs to be performed in point of atomic scale view. Unfortunately, it does not allow us to identify the nature of VO due to the limitation of experimental research such as the resolution and the difficulty of direct measurement.
In this thesis, we carried out First-principles study on the VO in oxides to approach to the full-understand about the role of VO in oxides with respect to the three kind of point
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dc.description.tableofcontentsContents

Abstract i
Contents iii
List of figures ix
List of Tables xi
1. Introduction 1
1.1 Semiconducting oxides 1
1.1.1 Beyond silicon 1
1.1.2 Semiconducting oxides as alternative material for silicon 5
1.2 Imperfections in semiconducting oxides 8
1.2.1 Oxygen vacancy in oxides 9
1.2.2 Oxygen deficient oxides 10
1.3 Issues in the oxygen vacancy in oxides 11
1.3.1 The diffusion of oxygen vacancy in oxides 12
1.3.2 The oxygen vacancy in transparent conducting oxides 14
1.4 Objectives of the thesis 16
1.5 Organization of the thesis 18
1.6 References 19
2. Computation methods 22
2.1 Density-Functional Theory (DFT) 22
2.1.1 Hohenberg-Kohn theorems 23
2.1.2 The Kohn-Sham equations 25
2.1.3 Exchange and correlation in DFT 29
2.1.3.1 Local density approximation (LDA) 30
2.1.3.2 Generalized gradient approximation (GGA) 31
2.1.3.3 On-site Coulomb interaction correction: LDA(GGA)+U 32
2.1.3.4 Hybrid functional 33
2.2 General formalism of point defect calculation 34
2.2.1 Defect formation energies 34
2.2.2 Defect-defect interaction in finite cell-size 35
2.2.3 Defect charge transition energies 36
2.2.4 Band-gap correction 37
2.3 Diffusion of defect 38
2.3.1 Nudged elastic band (NEB) method 38
2.3.2 Harmonic transition state theory (HTST) 42
2.4 References 44
3. The migration of the VO in metal oxides 45
3.1 The migration of VO a grain boundary 46
3.1.1 Introduction 46
3.1.2 Computational setup 48
3.1.3 Results and discussion 51
3.1.3.1 Electronic properties of grain boundary in NiO 51
3.1.3.2 Defects formation at grain boundary 54
3.1.3.3 Density of states of point defects 58
3.1.3.3 The migration of the VO at grain boundary 59
3.1.4 Summary 62
3.2 The electromigration of the charged VO 63
3.2.1 Introduction 63
3.2.2 Computational setup 67
3.2.3 Results and discussion 68
3.2.3.1 Model slabs under the external field 68
3.2.3.2 Oxygen vacancies 72
3.2.3.3 Kinetic Monte Carlo simulations 78
3.2.4 Summary 81
3.3 References 83
4. The nature of VO in metal oxides 87
4.1 The nature of VO in In2O3 88
4.1.1 Introduction 88
4.1.2 Computational setup 90
4.1.3 Results and discussion 94
4.1.3.1 Relaxation pattern of atoms around VO site 94
4.1.3.2 Formtaion energy of charged VO 97
4.1.3.3 Defect charge transition level 100
4.1.3.4 Defect energy level in band gap 100
4.1.3.5 The effective radius of defect state 104
4.1.3.6 The association of VOs 105
4.1.3.7 The effect of pre-existing VOs 108
4.1.3.8 The effect of carrier density 108
4.1.4 Summary 109
4.2 The nature of VO in SnO2 110
4.2.1 Introduction 110
4.2.2 Computational setup 111
4.2.3 Results and discussion 115
4.2.3.1 Relaxation pattern of atoms around VO site 115
4.2.3.2 Band structures of SnO2 containing VO 119
4.2.3.3 Thermal ionization energy 121
4.2.3.4 Optical ionization energy 121
4.2.4 Summary 122
4.3 References 123
5. Conclusion 126
5.1 References 129
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dc.formatapplication/pdf-
dc.format.extent2371783 bytes-
dc.format.mediumapplication/pdf-
dc.language.isoen-
dc.publisher서울대학교 대학원-
dc.subjectdensity functional study-
dc.subjectoxygen vacancy-
dc.subjectsemiconducting oxide-
dc.titleFirst-principles study on the oxygen vacancy in semiconducting oxides-
dc.typeThesis-
dc.description.degreeDoctor-
dc.citation.pagesxiii, 129-
dc.contributor.affiliation공과대학 재료공학부(하이브리드 재료)-
dc.date.awarded2012-08-
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