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Optical spectroscopic studies of the thermal effects on electronic structures of semimetallic/semiconducting small carrier system : 세미메탈/컨덕터 작은 전자량계 전자구조에 미치는 열적 영향에 대한 분광학적 연구

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dc.contributor.advisor노태원-
dc.contributor.author박현주-
dc.date.accessioned2017-07-19T06:12:40Z-
dc.date.available2017-08-03T07:52:19Z-
dc.date.issued2016-08-
dc.identifier.other000000137526-
dc.identifier.urihttp://dcollection.snu.ac.kr:80/jsp/common/DcLoOrgPer.jsp?sItemId=000000137526-
dc.description학위논문(박사)--서울대학교 대학원 :자연과학대학 물리·천문학부,2016. 8. 노태원.-
dc.description.abstractRecently, there has been a spate of investigations into low density metals or semimetals with multiband electronic structures, as these compounds are known to display intriguing physics. Due to high characteristic mobilities, multiple species of charge carriers, and, in some cases, novel electronic dispersions, these materials reveal a variety of spectacular transport properties and/or quantum states that have not been observed in conventional metals or insulators. In this dissertation, I will report optical spectroscopic studies of the thermal effects on electronic structures of semimetallic/semiconducting small carrier system.
First, using temperature-dependent optical spectroscopy, we observe a large and unusual blueshift in the free carrier plasma frequency with reduced temperature in SrMnSb2. This contradicts the common understanding of free carrier dynamics in weakly correlated metals and semiconductors, as the plasma frequency is expected to be constant or else reduced at low temperatures. We also observed noticeable changes in the optical interband transitions and Hall coefficient. To explain these novel properties, we constructed a minimal three band model based on ab initio band structure calculations. The model includes two nearly degenerate conduction bands with significantly different masses. As temperature is raised, we find that a significant number of carriers are thermally redistributed between the two bands, leading to pronounced changes in the optical and transport properties. Remarkably, the simulation reproduces not only the qualitative features of the data but also quantitative values of the plasma frequency, the Hall coefficient and the optical gap as a function of temperature using parameters that are consistent with the ab initio results.
Second, I will examine the temperature (T) evolution of the optical conductivity spectra of Sr3Ir2O7 over a wide range of 10–400 K. The system was barely insulating, exhibiting a small indirect bandgap of ~0.1 eV. The low-energy features of the optical d-d excitation (ħω < 0.3 eV) evolved drastically, whereas such evolution was not observed for the O K-edge X-ray absorption spectra. This suggests that the T evolution in optical spectra is not caused by a change in the bare (undressed) electronic structure, but instead, presumably originates from an abundance of phonon-assisted indirect excitations. We demonstrated that the low-energy excitations were dominated by phonon-absorption processes in which optical phonons, in particular, are involved. Our results showed that phonon-assisted processes significantly facilitate the charge dynamics in barely insulating Sr3Ir2O7.
Finally, the electrodynamics of an anisotropic Dirac material SrMnBi2, which has an antiferromagnetic order, will be investigated by optical spectroscopy and first-principle calculations. Optical spectra also show a seemingly gap-like dip near 120 meV, similar to those due to spin-density wave formation. However, we found that this feature should be attributed to the direct optical transitions between the Dirac or the semimetallic bands, not to the magnetic origin. As the temperature increases, the scattering rates of both charge carriers rapidly increase and become comparable, and the seemingly gap-like feature is gradually filled, possibly due to the indirect optical transition assisted by phonon absorption.
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dc.description.tableofcontentsChapter 1. Introduction 1
1.1 Small carrier system and thermal effect 1
1.2 Low carrier Iridate system; Sr3Ir2O7 2
1.3 Small carrier Dirac material 4
1.4 Outline of thesis 4
References 5


Chapter 2. Experimental detail 7
2.1 Optical spectroscopy 7
2.2 FTIR spectrometer and Ellipsometry spectrometer 7
References 8


Chapter 3. Thermally activated heavy states and anomalous optical properties in a multiband metal: The case of SrMnSb2 9
3.1 Introduction 9
3.2 Experimental details and results 15
3.2.1 Optical measurements 15
3.2.2 Quantifying the optical response of SrMnSb2 16
3.3. Discussion 23
3.3.1. Three-band model 24
3.3.2. Comparison of three-band model with the optical data 29
3.3.3. Analysis of Hall data 33
3.4. Applicability to other materials and conclusions 36
3.5. Summary 38
References 39

Chapter 4. Phonon-assisted optical excitation in the narrow bandgap Mott insulator Sr3Ir2O7 44
4.1. Introduction 44
4.2. Experimental Details 46
4.3. Results and Discussion 47
4.3.1. Optical Spectroscopy: Temperature Evolution of Low-energy Features 47
4.3.2. X-ray Absorption Spectroscopy: Bare Electronic Structure 49
4.3.3. Phonons: Softening of a Bending Mode 53
4.3.4. Simulation of the Indirect Optical Transition 55
4.3.5. Outlook and Conclusion 59
References 61

Chapter 5. Optical investigation of an anisotropic Dirac material SrMnBi2 63
5.1. Introduction 63
5.2. Experimental details 66
5.3. Results 66
5.4. Discussion 69
5.5 Summary 72
Reference 74

Summary 77

APPENDIX 79
APPENDIX A : The single band Drude model 79
APPENDIX B : Spectral weight conservation of SrMnSb2 81
APPENDIX C : VDF fitting code for RefFIT 83
APPENDIX D : Useful relations 87

Publication List 88

국문 초록 (Abstract in Korean) 90
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dc.format.extentx,91-
dc.language.isoeng-
dc.publisher서울대학교 대학원-
dc.subjectsmall carrier semimetal, three-band model, Dirac semimetal, multiband, iridate, phonon-assisted indirect transition, optical spectroscopy, x-ray absorption spectroscopy-
dc.subject.ddc523-
dc.titleOptical spectroscopic studies of the thermal effects on electronic structures of semimetallic/semiconducting small carrier system-
dc.title.alternative세미메탈/컨덕터 작은 전자량계 전자구조에 미치는 열적 영향에 대한 분광학적 연구-
dc.typeThesis-
dc.typeDissertation-
dc.contributor.department자연과학대학 물리·천문학부-
dc.description.degreeDoctor-
dc.date.awarded2016-08-
dc.contributor.major적외선 분광학-
dc.identifier.holdings000000000028▲000000000029▲000000137526▲-
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